Waiver of pre-emption rights: share issue

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This waiver is for a shareholder to waive pre-emption rights which would otherwise apply in relation to a proposed issue of new shares by the company.

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Frequently Bought Together

Waiver of pre-emption rights: share transfer

This waiver is for a non-transferring shareholder to waive pre-emption rights which they would otherwise be entitled to in relation to a proposed transfer of shares in the company by another shareholder.

Board minutes: share issue

These minutes are for a meeting of the board of directors at which one or more subscriptions for shares in the company will be approved.  They are on the basis that any provisions of the Articles of Association or Shareholders Agreement which either restrict or regulate the allotment of shares in the company have first been complied with.

Shareholder resolutions: authority to allot/pre-emption disapplication

Shareholder resolution to grant directors general authority to allot shares and to disapply statutory pre-emption rights.

Waiver of pre-emption rights: share issue

Waiver by a shareholder of its pre-emptive rights on the issue of new shares

Background 

Shareholders in a company may benefit from pre-emption rights in relation to the proposed allotment of new shares by the company.  Pre-emption rights will entitle the existing to a right of first refusal over the new shares before they can be issued.  The rights will either arise under the Companies Act 2006 or be set out either in the company’s Articles of Association or company’s Shareholders Agreement (or possibly both).  

Can pre-emption rights be waived?

The Articles of Association and/or Shareholders Agreement may provide that the pre-emptive rights can be disapplied by shareholders who together hold a specified percentage of the total number of shares.  To do this, each existing shareholder should sign a waiver of pre-emption rights.

About this pre-emption waiver

This waiver is for a shareholder to waive pre-emption rights which would otherwise apply in relation to a proposed issue of new shares by the company.

Document features

Features include:

  • Alternative forms of waiver, depending on whether the waiving shareholder is an individual or a company
  • Options depending on whether the pre-emption rights are in the Articles of Association or Shareholders Agreement
  • Execution as a Deed

Explanatory guidance

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